| Predicate |
Object |
| assignee |
http://rdf.ncbi.nlm.nih.gov/pubchem/patentassignee/MD5_d19bcd5051a7e03886275b4ec31efdb9
http://rdf.ncbi.nlm.nih.gov/pubchem/patentassignee/MD5_80881dd7afb096c4f0216cb7c0ee9fc6
http://rdf.ncbi.nlm.nih.gov/pubchem/patentassignee/MD5_e2f884750dfd99d3ba0cc724f991b058 |
| classificationCPCInventive |
http://rdf.ncbi.nlm.nih.gov/pubchem/patentcpc/G06Q40-03
http://rdf.ncbi.nlm.nih.gov/pubchem/patentcpc/G06Q40-06
http://rdf.ncbi.nlm.nih.gov/pubchem/patentcpc/G06Q40-04 |
| classificationIPCInventive |
http://rdf.ncbi.nlm.nih.gov/pubchem/patentipc/G06Q40-06 |
| filingDate |
2012-01-06-04:00^^<http://www.w3.org/2001/XMLSchema#date> |
| inventor |
http://rdf.ncbi.nlm.nih.gov/pubchem/patentinventor/MD5_886e45396425e25e45df91c43f585010
http://rdf.ncbi.nlm.nih.gov/pubchem/patentinventor/MD5_7df20cd0c8f9f9190fa09493372e9d38 |
| publicationDate |
2012-05-03-04:00^^<http://www.w3.org/2001/XMLSchema#date> |
| publicationNumber |
US-2012109848-A1 |
| titleOfInvention |
System and Method for Assigning Responsibility for Trade Order Execution |
| abstract |
An embodiment of the present invention provides a system and method for a sponsoring organization to: (1) utilize a rules-based computer system to capture trade orders from sub-advisors (money management firms) in order to implement a pre trade compliance review process, thereby enabling the sponsoring organization to prevent the execution of trade orders by a sub advisor that violates securities laws and/or account restrictions; and (2) determine and assign, based on expected market impact of a trade order to buy or sell securities, whether responsibility (discretion over the decisions related to how, when and with whom a trade order is executed) for executing the trade order is assigned to the money management firm for an investment portfolio or to the sponsoring organization of that portfolio. Trade orders are categorized in real-time as “high touch” (significant effort and market impact) or “low touch” (insignificant effort and market impact). |
| isCitedBy |
http://rdf.ncbi.nlm.nih.gov/pubchem/patent/WO-2014145006-A1
http://rdf.ncbi.nlm.nih.gov/pubchem/patent/US-2015081591-A1
http://rdf.ncbi.nlm.nih.gov/pubchem/patent/US-8285633-B2
http://rdf.ncbi.nlm.nih.gov/pubchem/patent/US-8600867-B2
http://rdf.ncbi.nlm.nih.gov/pubchem/patent/US-2013290218-A1
http://rdf.ncbi.nlm.nih.gov/pubchem/patent/CN-112860629-A
http://rdf.ncbi.nlm.nih.gov/pubchem/patent/US-2011238554-A1 |
| priorityDate |
2006-04-12-04:00^^<http://www.w3.org/2001/XMLSchema#date> |
| type |
http://data.epo.org/linked-data/def/patent/Publication |